Technology Risk & Controls: Assurance and Advisory

IT Risk and Controls Assurance (SOX and ITGC)

A passing audit opinion is not enough anymore. Boards and audit committees want proof that controls are well designed, consistently operating, and clearly owned — not assembled the week before the auditors arrive.

Vasquez + Company LLP helps you design, test, and defend IT general controls year-round, making sure evidence is ready before anyone asks for it.

• SOX scoping, ITGC design, and control testing
• Access management, change management, and IT operations controls
• Pre-audit readiness assessments and evidence preparation
• Control deficiency remediation and issue tracking
• Staff augmentation for IT controls and compliance execution

IT Governance and Policy Advisory

Governance risk often hides in plain sight: policies that no longer reflect how the business actually operates, accountability that is unclear until something goes wrong, and compliance evidence pulled together under deadline pressure.

Vasquez + Company LLP helps leadership build a governance model that works day-to-day — with defined roles, clear risk ownership, and policies your teams can actually follow.

• IT policy and standards modernization
• Governance operating model design with defined roles and RACI frameworks
• Risk ownership alignment across IT, compliance, and leadership
• Evidence and documentation foundation for audits and regulatory reviews
• Ongoing compliance monitoring for year-round governance posture

Explore our full Technology Services catalog for a complete list of offerings, from SOC reporting and IT governance to ERP implementation and cybersecurity.

Related Services

• Cybersecurity and Privacy
• SOC Reporting: SOC 1, SOC 2, and SOC 3
• ERP and Enterprise Applications