Asset managers face tighter SEC regulation

Asset managers face tighter SEC regulation

Insights < Back to Insights and Resources Asset managers face tighter SEC regulationARTICLE | November 01, 2023Authored by RSM US LLPRecent rulemaking from the U.S. Securities and Exchange Commission continues to be very focused on the asset management sector....
The value of a robust model risk management framework

The value of a robust model risk management framework

Insights < Back to Insights and Resources The value of a robust model risk management frameworkCASE STUDY | July 21, 2023Authored by RSM US LLPThe FDIC’s annual safety and soundness examination can be an uneasy and disruptive moment for any financial institution,...
Vasquez + Company LLP – 2023 RSM Leaders Conference

Vasquez + Company LLP – 2023 RSM Leaders Conference

Insights Vasquez Advantage Center Request for Additional Information Thank you for your interest in our Vasquez Advantage Center Services. Please fill out the form below to receive additional information. First Name* Last Name* E-mail* Types of service(s) interested...